Financial Risk & Compliance Officer (REF: AR0095) (Undisclosed Cost to Company Salary) – Park Central, Gauteng

Job Overview

Our client is looking for a Risk & Compliance Officer to join their team.


Complete assigned work in terms of the approved work plan

Plan and prepare for all assignments to ensure that there views are performed effectively and efficiently

Apply the requirements of the FRC Methodology and job expectation requirements

Ongoing communication and correspondence with the Financial Risk and Compliance Manager to ensure adherence to the risk compliance strategy and work plan.

Take full responsibility for controlling and testing internal controls and all compliance related matters of the operations to mitigate all financial and compliance related risks.

Perform follow-up reviews and report on results found

Ensure that independence and objectivity is maintained throughout reviews

Provide recommendations needed to mitigate risks identified.

Review and report all breaches in controls

Clear, transparent and accurate communication with the Branch and Regional Management in relation to findings noted. All findings signed off in formal closing meeting

Provide work performed during Fieldwork stage to the Financial Risk and Compliance Manager for review within the required deadlines

Prepare a report based on actions expected from the Branch management team and Regional Executive and send detailed findings draft report for review by the Financial Risk and Compliance Manager

Address review notes raised within the required deadlines

Ensure that the code of conduct, policies and / or procedures are followed and adhered to


Tertiary qualification: B. Com (internal auditing) or similar with related experience (Min 3 – 4 years)

Strong ability to formulate and implement effective internal controls in a retail environment

A fair understanding of good corporate governance concepts and practices

A fair understanding of risk and compliance

Report writing skills

Experience with Microsoft Excel, Word and PowerPoint.

Desired Skills

Job Detail
  • Salary RangeMarket Related
  • Experience3 Years
  • QualificationBachelor Degree
  • AA/EENo